services & industries that add up

Securities

Our Securities Practice Group is comprised of results-oriented business lawyers who possess a depth of experience in securities and business law that enables them to meet the securities law needs of our clients, from traditional public and private offerings to ongoing securities compliance by public companies and their directors and shareholders. Our team works closely with our public company clients and their executive officers, boards of directors and board committees in complying with the wide range of public reporting, compliance and corporate governance obligations under the securities laws and the rules of the various stock exchanges and other self-regulatory organizations. Members of our group also have vast experience advising municipalities in connection with the offer, issuance and sale of municipal securities, and in advising clients regarding broker/dealer registration and regulatory matters.

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