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HHS To Identify By Name All Private Practices Experiencing a Breach Affecting 500 or More Individuals
Shorts on Long Term Care July/August 2010

07.12.2010

 
As you know, HIPAA-covered entities experiencing a security breach are obligated to notify affected individuals, the U.S. Department of Health and Human Services (HHS), and, in some cases, the media. When a breach affects 500 or more individuals, the covered entity must report the incident to HHS within 60 days of discovery. HHS, in turn, provides a brief summary of the event on its website at www.hhs.gov/ocr/privacy/hipaa/administrative/breachnotificationrule/postedbreaches.html.

To date, HHS has listed private practices anonymously, identifying them only as “Private Practice.” HHS took the position that private practices could not be specifically named on the website because they are identifiable as “individuals” within the meaning of the Privacy Act, which would potentially require the practice’s consent prior to listing it by name. Pursuant to the Privacy Act, HHS may designate its publication of breaches, including naming private practices, as a “routine use” of the information such that prior consent is not required for the publication. Accordingly, on April 13, HHS published a Federal Register notice stating its intention to start identifying private practices by name on its breach website, designating such publication as a “routine use” of the information under the Privacy Act. Although it has yet to do so, HHS has been entitled to name private practices (both prospectively and retroactively) since May 23, 40 days from publishing its Federal Register notice.

Private practices (and other HIPAA-covered entities) should take steps to mitigate the risk of a security breach. Although a breach can occur in a variety of ways, almost half of the breaches reported on the HHS website were caused by lost or stolen electronic portable devices, such as laptops. In addition, BNA’s Privacy Law Watch reports that 80% of medical identity theft cases are caused by health organizations’ staff. As a result, portable media and dishonest employees are among the most likely causes of a security breach.

HIPAA covered entities also should implement a written procedure to respond to suspected breaches, as mandated by recent revisions to the HIPAA Privacy Rule. A sound procedure will help covered entities, including private practices, respond promptly to suspected breaches, enabling them to meet the 60-day reporting deadline if their investigation of the breach determines it must be reported to individuals and HHS.
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